"This was the
largest forced exile of citizens in pre-modern history. Nothing in
earlier penology compares with it.
....No other country had such a birth..."
Robert Hughes
'The Fatal Shore'
So you think you
may have a few convict skeletons in the family closet?
You are one of the lucky ones!!
What was once
considered a shameful association to be covered up at all costs is now,
for most with Australian ancestry,
a source of pride. Convict ancestry, if discovered in your family tree,
can open up a whole new world for the novice genealogist.
Documentation, generally, has valuable additions to what you may find
from a birth, death or marriage certificate. Details, in particular
distinguishing physical characteristics, are noted on certain records.
Court reports, if discovered, will also be the source of a wealth of
information on that 'infamous' ancestor. And let's be fair on these
people, they were not all murderers, rapists and professional burglars.
Many were 'transported' for petty crimes such as stealing a loaf of
bread or a handkerchief. Life was harsh back then, and if you were poor
it was often a choice of steal or starve.
Transportation
was 7 years for the stealing of goods worth less than a shilling (about
$50 in todays value), and then upwards to 14 years or life for other
crimes. The 'System', as it was called, lasted for 90 years and in that
time approximately 165,000 men and women and, incredibly, *children,
were sent to Australia from Britain. Once their time was served they
could return to their homeland or, as was the case with most, get their
Ticket of Leave and be absorbed into the colonial society as free
citizens. Many, in fact, did go on to become leading members of the
community and well respected.
One in five of
those transported were women and, unlike the men, it was usually on the
first offence that this punishment was meted out. See Convict Women in Port Jackson which depicts what
life was like for these women and how some, despite the odds, went on
to become very successful in their new land.
Why?
The question inevitably
arises - why was the 'System' necessary in the first place? For the
answer to that we need to understand what life was like back then in
Britain, and a good place to start is the city of London. The largest
city, London was representative of many cities all over Britain at that
time, only worse because of its size and rapid population increase.
Between 1750 and 1850 the population tripled. This explosion was fueled
by the 'Enclosure System" which forced many people off the land. The
Lord of the Manor owned all that the peasants produced - houses,
animals, food and in return they were allowed to work their own strip
of land. As populations increased, there were less strips to go around
until eventually all the land was combined and 'enclosed' by fences or
hedges and farmed as one piece of land.
In the cities
poverty was rife and in consequence so was crime. There was a belief at
the time in a criminal class from which it was thought the criminal
'mentality' could be passed on to others. Initially these 'criminals'
were sent to **America and the Caribbean until the American
Revolution. Up till then free settlers bought these indentured
labourers, so unlike the Australian 'experiment' this solution had more
economic merit, because as soon as the felons stepped ashore they
ceased costing England a farthing.
Prisons were
hopelessly overcrowded in Britain, therefore, prisoners had to be
placed in 'hulks', which were old rotting ships moored at the docks.
Extra prisoners were arriving at the rate of 1000 per year so this
'solution' was quickly becoming unmanageable. Australia solved the
problem beautifully as a destination for transportees. The overcrowded
prisons were freed up and there was virtually unlimited labour for the
new colony.
The 'experiment'
failed in respect of the hoped for 'purification' of Britain because
the problem lay within the society, not the criminal. It did succeed
however, in colonising Australia much quicker than would have happened
otherwise.
*The youngest
boy was John Hudson, aged 9.
Elizabeth Hayward, at 13, was the youngest girl.
**Over 60
years, 40000 men and women from Great Britain and Ireland were
transported.
The First Fleet - 1787 (for
complete article and links, click on
www.wikipedia.org)
The First Fleet
is the name given to the 11 ships which sailed from Great Britain in
May 1787 to establish the first European colony in New South Wales. It
was a penal settlement, marking the beginnings of transportation to
Australia. The fleet of 11 ships was led by Captain (later Admiral)
Arthur Phillip.
People of the
First Fleet
The number of
people directly associated with the First Fleet will probably never be
exactly established, and all accounts of the event vary slightly.
Embarked at
Portsmouth
Total embarked: 1420
Landed at Port Jackson
Officials and passengers: 14
Ships' crews: 306
Marines: 245
Marines wives and children: 54
Convicts (males): 543
Convicts (females): 189
Convicts' children: 22
Total landed: 1373
During the voyage there were 22
births (13 males, 9 females), while 69 people either died, were
discharged, or deserted (61 males and 8 females). As no complete crew
musters have survived for the six transports and three storeships,
there may have been as many as 110 more seamen.
Preparation
for the voyage
The decision to
send criminals to Botany Bay was taken by the British Government on 18
August 1786, with the responsibility to organise and choose officials
falling on then Home Secretary, Lord Sydney and his junior, Evan
Nepean. Preparations to obtain ships, convicts, guards and provisions
began soon after. At the time the five hulks in service held about 1300
men, and selected convicts, including women from county gaols were
transferred to the hulk Dunkirk at Plymouth and the New Gaol in
Southwark. Optimistically, it was hoped to be able to sail in October,
but a series of postponements were made. In mid April 1787 the St
James's Chronicle commented that “strange as it may appear, we are
credibly informed of the Fact that the Transports for Botany Bay have
not as yet sailed". [Gillen]
By October 1786,
more than 200 marines had volunteered for Botany Bay duty, and Major
Robert Ross was chosen to command them. The man chosen to lead the
expedition, command HMS Sirius, and take on the governorship of the
colony, was Captain Arthur Phillip, of whom the first lord of the
admiralty said “the little I know of [him] would [not] have led me to
select him". [Gillen, p.xxiv]
The convict
ships (two were originally slave ships requisitioned by the Royal Navy)
were fitted out with strong hatch bars between decks, bulkheads to
divide convicts from crew, and guns and ammunition. Provisions included
food such as flour, pease, rice, butter, salted beef and pork, bread,
soup, cheese, water and beer. Coal and wood were provided for fuel.
Beads, looking glasses and other gifts for native inhabitants were
included. Vast amounts of hardware items were taken — tents (for the
settlers to live in until huts had been built), wagons, wheelbarrows,
gunpowder, collapsible furniture for the governor, scientific
instruments, paper, ropes, crockery, glass panes for the governor's
windows, ready-cut wood, cooking equipment (including some complete
cast-iron stoves), and a miscellany of weapons. Other items included
tools, agricultural implements, seeds, spirits, medical supplies,
bandages, surgical instruments, handcuffs, leg irons and chains. A
prefabricated house for the governor was constructed and packed flat.
5,000 bricks for construction and thousands of nails were loaded. As
the party was venturing into unknown territory, it had to carry all its
provisions to survive until it could make use of local materials,
assuming suitable supplies existed, and could grow its own food and
raise livestock.
Convicts were
delivered to the transports from the hulks and gaols with no reference
to skills, or fitness to contribute to the creation of the new colony.
The first arrivals embarked on the transports at Woolwich and Gravesend
in early January, and continued throughout the next three months.
Gradually the ships made their way to Portsmouth, where the last
convicts were loaded on the day the fleet sailed. Eventually the fleet
set sails and moved off down the English Channel on 13 May 1787.
The voyage
The departure of
the fleet must have been greeted with fear and trepidation by the
convicts and marines. They were embarking on the longest voyage ever
attempted by such a large group. They were heading for a destination
that was little explored by Europeans, and whose conditions were only
to be guessed at. Few would have had any confidence in seeing England,
their families and friends, ever again.
With fine
weather the convicts were allowed on deck, and on 3 June 1787 the fleet
anchored at Santa Cruz at Tenerife. Here fresh water, vegetables and
meat were taken on board. Phillip and the chief officers were
entertained by the local governor, while one convict tried
unsuccessfully to escape. On 10 June they set sail to cross the
Atlantic to Rio de Janeiro, taking advantage of favourable trade winds
and ocean currents.
The weather
became increasingly hot and humid as the fleet sailed through the
tropics. Vermin, such as rats, bedbugs, lice, cockroaches and fleas,
tormented the convicts, officers and marines. Bilges became foul and
the smell, especially below the closed hatches, was over-powering. On
Alexander a number of convicts fell sick and died. Tropical rainstorms
meant that the convicts could not exercise on deck, and were kept below
in the foul, cramped holds. On the female transports, promiscuity
between the convicts and the crew and marines was rampant. In the
doldrums, Phillip was forced to ration the water to three pints a day.
The fleet
reached Rio de Janeiro on 5 August and stayed a month. The ships were
cleaned and water taken on board, repairs were made, and Phillip
ordered large quantities of food for the fleet. The women convicts’
clothing, which had become infested with lice, was burned, and the
women were issued with new clothes made from rice sacks. While the
convicts remained below deck, the officers explored the city and were
entertained by its inhabitants. A convict and a marine were punished
for passing forged quarter-dollars made from old buckles and pewter
spoons.
The fleet left
Rio on 3 September to run before the westerlies to the Cape of Good
Hope, where they arrived in mid October. This was the last port of
call, so the main task was to stock up on plants, seeds and livestock
for their arrival in Australia. The women convicts on Friendship were
moved to other transports to make room for livestock purchased there.
The convicts were provided with fresh beef and mutton, bread and
vegetables, to build up their strength for the journey. The Dutch
colony of Cape Town was the last outpost of European settlement which
the fleet members would see for years, perhaps for the rest of their
lives. “Before them stretched the awesome, lonely void of the Indian
and Southern Oceans, and beyond that lay nothing they could imagine.”
(Hughes, p.82)
Assisted by the
gales of the latitudes below the fortieth parallel, the heavily-laden
transports surged through the violent seas. A freak storm struck as
they began to head north around Van Diemen's Land, damaging the sails
and masts of some of the ships.
In November,
Phillip transferred to Supply. With Alexander, Friendship and
Scarborough, the fastest ships in the Fleet and carrying most of the
male convicts, Supply hastened ahead to prepare for the arrival of the
rest. Phillip intended to select a suitable location, find good water,
clear the ground, and perhaps even have some huts and other structures
built before the others arrived. However, this "flying squadron"
reached Botany Bay only hours before the rest of the Fleet, so no
preparatory work was possible. The Supply reached Botany Bay on 18
January 1788; the three fastest transports in the advance group arrived
on 19 January; slower ships, including the Sirius arrived on 20 January.
This was one of
the world's greatest sea voyages — eleven vessels carrying about 1400
people and stores had travelled for 252 days for more than 15,000 miles
(24,000 km) without losing a ship. Forty-eight people had died on the
journey, a death rate of just over three per cent. Given the rigours of
the voyage, the navigational problems, the poor condition and
sea-faring inexperience of the convicts, the primitive medical
knowledge, the lack of precautions against scurvy, the crammed and foul
conditions of the ships, poor planning and inadequate equipment, this
was a remarkable achievement.
It was soon
realised that Botany Bay did not live up to the glowing account that
Captain James Cook had given it in 1770. The bay was open and
unprotected, fresh water was scarce, and the soil was poor. First
contacts were made with the local indigenous people, the Eora, who
seemed curious but suspicious of the newcomers. The area was studded
with enormously strong trees. When the convicts tried to cut them down,
their tools broke and the tree trunks had to be blasted out of the
ground with gunpowder. The primitive huts built for the officers and
officials quickly collapsed in rainstorms. The marines had a habit of
getting drunk and not guarding the convicts properly, whilst their
pompous commander, Major Robert Ross, drove Phillip to despair with his
arrogant and lazy attitude. Crucially, Phillip worried that his
fledgling colony was exposed to attack from the Aboriginies or foreign
powers.
On 21 January, 2
days after he had arrived in Botany Bay, Phillip and a party which
included John Hunter, departed the Bay in three small boats to explore
other bays to the north. They soon found what they were looking for and
the men returned on 23 January with news of a harbour to the north,
with sheltered anchorages, fresh water and fertile soil. Phillip's
impressions of the harbour were recorded in a letter he sent to England
later. He wrote "the finest harbour in the world, in which a thousand
sail of the line may ride in the most perfect security ...". This was
Port Jackson, which Cook had seen and named, but not entered. A
decision was made to relocate the party to this new site.
The party was
startled when two French ships came into sight and entered Botany Bay.
This turned out to be a scientific expedition led by
Jean-François de La Pérouse. The French group remained
until 10 March, but never returned to France, being wrecked with the
loss of all lives near Vanikoro Island in the New Hebrides (Vanuatu).
On 26 January
1788, the fleet weighed anchor and by evening had entered Port Jackson.
The site selected for the anchorage had deep water close to the shore,
was sheltered and had a small stream flowing into it. Phillip named it
Sydney Cove, after Lord Sydney the British Home Secretary. This date is
still celebrated as Australia Day, marking the beginnings of the first
European settlement. It is considered "invasion day" by some indigenous
Australians.
Unknown to the
first European arrivals, it was to be almost two and a half years
before other ships arrived with their cargo of new convicts and
provisions. These were Lady Juliana, shortly followed by the storeship
Justinian and the three ships of the infamous Second Fleet.
Many people died
shortly after the First Fleet reached Australia. The reasons were; the
lack of farming skills, poor quality tools and the fact that the
existing food had to be rationed.
Ships of the
First Fleet
There were
eleven ships in the fleet, namely:
Naval escorts:
HMS Sirius - the Flagship of the fleet
HMS Supply
Convict transports:
Alexander
Charlotte
Friendship
Lady Penrhyn
Prince Of Wales
Scarborough
Storeships:
Borrowdale
Fishburn
Golden Grove
Scale models of all the ships
are on display at the Museum of Sydney.
Nine Sydney
harbour ferries in current service were named after these First Fleet
vessels (the unused names are Lady Penrhyn and Prince Of Wales).
Notable First
Fleet Members
Officials
Augustus Alt, surveyor
Richard Johnson, chaplain
Crew members who remained in the
colony
Arthur Phillip, governor
Philip Gidley King, 2nd lieutenant, later lieutenant
governor of Norfolk Island, and 3rd governor of the colony
John Hunter, captain of Sirius, later 2nd governor
of the colony
Henry Lidgbird Ball, captain of Supply
John White, principal surgeon
Thomas Arndell, assistant surgeon, later settler
William Balmain, assistant surgeon, later principal
surgeon
Arthur Bowes Smyth, assistant surgeon, author of
journal
Dennis Considen, assistant surgeon
Thomas Jamison, surgeon's mate
Henry Brewer, clerk to Phillip, provost marshall,
administrator
Quartermaster Henry Hacking, settler, explorer
George Raper, midshipman, notable illustrator
Marines
Major Robert Ross, commander, later lieutenant
governor of Norfolk Island
2nd Lieutenant Ralph Clark, author of journal
Captain David Collins, judge advocate, later
commandant of first settlement at Hobart
Lieutenant William Dawes, engineer, surveyor,
humanitarian
Lieutenant George Johnston, later commander of NSW
Corps
Captain Watkin Tench, author of journal
Lieutenant William Bradley, author of journal, water
colourist
Private William Tunks, farmer, landowner and member
of the NSW Corp
Convicts (see also Convicts on
the First Fleet)
Ann Inett, de facto relationship with Philip Gidley
King
Margaret Dawson, de facto relationship with William
Balmain
Esther Abrahams, partner and wife of George Johnston
Mary Bryant (nee Mary Braund) and William Bryant,
escapees from colony
James Ruse, farmer and landowner
John Baughan, carpenter, mill owner, attacked by NSW
Corps
Jacob Bellett, landowner at Norfolk Island and Van
Diemen's Land
Matthew James Everingham, landowner
Edward Garth and Susannah Gough/Garth, pioneer
family
Nathaniel Lucas and Olive Gascoigne, pioneer family
Henry Kable/Cabell, constable, landowner (subject of
Peter Bellamy's The Transports), and Susannah Holmes
John Caesar, Madagascan, absconder
Joshua Peck, landowner
Charles Peat and Ann Mullins, pioneer family
Robert Sidaway, theatre owner, landholder
James Bloodworth, brickmaker & builder and Sarah
Bellamy, pioneer family
Many other convicts made
significant contributions to the early years of the colony, but few are
remembered today, except by their descendants.
The tables below
will give you an indication of the type of convict records available
and over what years:
Tasmanian Records (Van Diemens Land)
TITLE
SUBJECT
YEARS
Convict arrivals indexes
List of convicts transported to VDL
1803-1853
Indents
Information compiled about convicts
before disembarked in Australia
1827-1853
Assignment lists
Details of where convicts were
assigned to work
1810-1852
Description lists
Height, age, colour of eyes, tattoos,
etc
1828-1853
Appropriation and Employment registers
Record of the trade of convicts and
who employed them
1831-1835
Comprehensive registers of convicts
Conditional pardons (CP)
1804-1853
Certificates of freedom (Cert)
1804-1853
Emancipation
Applications to marry,
1833-1886
Tickets of leave
Conditional & absolute pardons
Remission of sentence
Indulgences or privileges
To sleep out of barracks
1833-1886
Have wife assigned
To marry, etc
Conduct registers
Record of convict behaviour
1803-1893
Death registers
Deaths
1825-1874
Correspondence
Any correspondence relating to
convicts
1832-1867
Miscellaneous convict records
Northern Tasmania
1823-1844
Macquarie Harbour
1829-1833
Tasman Peninsula
1834-1871
Maria Island
1846
Norfolk Island
1792-1796, 1830-1855
Prisoners Barracks, Hobart
1834-1860
Female House of Correction, Hobart
1833-1834, 1847-1890
Van Diemens Land court records
1832-1889
New South Wales
TITLE
SUBJECT
YEARS
Convict arrivals
See also Index to Convicts who
arrived in NSW 1788-1842 compiled by the Genealogical Society of
Victoria..
Convicts to NSW 1788-1812 compiled
and edited by Carol Baxter (CDROM)
Indexes and indents - by convict and by ship
Indexes - by name, crime, place of trial,
occupation and ship
1788-1842
1788-1812
Musters and other papers relating to convict ships
Lists of convicts on ships
1790-1849
Convict assignment registers
Details of assignments
24Dec1821-17Jan1825
Registers of Tickets of Leave
List of names with some details
29Jul 1824 - 8Mar 1827
Ticket of Leave Butts
Lists of names with some details
31Mar 1827 - 20Aug 1867
Register of Conditional Pardons
List of names with some details
16Dec 1791-6Dec 1825
Registers of convicts recommended for Conditional
Pardons
List of names with some details
6May 1826 - 30Jun 1856
Registers of Absolute Pardons
List of names with some details
16Dec 1791 - 1Jul 1843
Registers of recommendations for Absolute Pardons
List of names with some details
6May 1826 - 1846
Registers of convicts' applications to marry
List of names with some details
1825-1851
Convict Death register
List of names with some details
1828-1879
The Colonial Secretary's Papers
Index plus Correspondence and surviving papers of
the Colonial Secretary
1788-1825
The following
links will give you a more detailed background on the life of convicts
under the 'system' and access to many records to help you with your
research.
"What did
the first man hanged in Sydney, a seventeen-year-old lad of 'most vile
character' named Thomas Barrett, really mean to say when, stammering
and trembling and seeming 'very much shocked,' he announced at the foot
of the ladder that 'he had led a very wicked life'. How much
'wickedness' could a boy compress into that small span from his birth
to the fatal act of stealing some butter, dried peas and salt pork at
Sydney Cove?"